Kenneth Leech (“Leech”), the former co-Chief Investment Officer of WAMCO for “engaging in a multi-year scheme to allocate favorable trades to certain portfolios, while allocating unfavorable trades to ...
On August 21, 2024, Franklin disclosed in a filing with the U.S. Securities and Exchange Commission ...
When the U.S. Department of Justice accused the veteran investor of illegally shunting gains to favored clients at Western ...
International Business Machines Corp. was a beneficiary of Ken Leech’s alleged “cherry-picking” scheme referenced in criminal ...
A shock move by a top Swiss regulator last year sparked outrage across the bond market. For at least one veteran, it turned ...
The Securities and Exchange Commission (SEC) filed fraud charges against a former executive at an asset management firm.© ...
Shopping for high yield income at a discount? The Western Asset Diversified Income Fund (NYSE:WDI) is a relatively new CEF ...
The Securities and Exchange Commission (SEC) on Monday announced fraud charges against Stephen Kenneth ("Ken") Leech, the ...
NEW YORK - ( NewMediaWire) - November 29, 2024 - Kaplan Fox & Kilsheimer LLP is investigating securities violations against Franklin Resources, Inc. (“Franklin” or the “Company”) (NYSE: BEN), also ...
Law Offices of Howard G. Smith continues its investigation on behalf of Franklin Resources, Inc. ("Franklin" or the "Company") investors concerning the Company's possible violations of federal ...
Glancy Prongay & Murray LLP ("GPM"), a leading national shareholder rights law firm, continues its investigation on behalf of Franklin Resources, Inc. ("Franklin" or the "Company") (NYSE: BEN) ...
The Securities and Exchange Commission announced fraud charges against Stephen Kenneth Leech, the former co-chief investment officer of registered investment adviser Western Asset Management Company ...
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